Responsibilities

• Participate in risk assessment and annual internal audit plan and conduct internal audits in accordance with the approved Audit Plan.
• Responsible for overseeing and managing audit engagement projects of the Company’s business processes such as client on-boarding process, investment management process, support functions, Compliance, Risk Management, etc. and able to audit application controls in relation to that business process.
• Allocate resources appropriately, including monitoring and ensuring that the audit is in accordance with the specified plan.
• Determine the scope of the audit by assessing the risk (Risk-based Auditing), gather information for audit planning and design Audit Program.
• Perform audits by evaluating control design effectiveness and control operating effectiveness.
• Prepare detailed audit reports on business processes, present findings to senior management, and monitor the implementation of corrective actions.
• Review or participate in special project audits as assigned.
• Perform audit tasks by using Data Analytics to assist in auditing.
• Be proactive when discovering or acknowledging issues with significant risks.
• Able to plan for internal control audit in a timely manner and be responsible for providing advice to the auditee upon requested (Advisory Service).

Qualifications

• Bachelor’s or Master’s degree in accounting, finance, information technology or related field.
• Minimum of 8 years of experience in financial services internal audit.
• Having experience in auditing digital asset, banking or securities brokerage business or having experiences in auditing financial services industry as an external auditor.
• Using Data Analytics to support audit work.
• Have experience in managing team.
• Certified Internal Auditor or other relevant certifications e.g. CPA, CISA.
• Strong knowledge of operational audit methodologies, risk management, and regulatory compliance specific to finance, banking, and digital asset industries.
• Excellent project management skills.
• Good communication and interpersonal skills.
• Excellent communication and analytical skills, with the ability to convey complex information clearly and effectively.
• Ability to work under pressure and manage multiple priorities in a dynamic environment.
• Strong analytical and problem-solving skills.
• Proficient in Microsoft Office, data visualization and data analytics tools.
• Maintain curiosity and exercises professional skepticism.