Responsibilities

• Monitor and ensure that company personnel comply with regulations
• Identify and assess factors that may prevent the company from complying with regulations, as necessary and appropriate, while also proposing solutions
• Develop an annual compliance plan detailing the scope and duration of audits or reviews of the company’s operations This plan must be approved by the company’s board of directors or a designated committee
• Prepare an annual compliance report to be submitted to the company’s board of directors or a designated committee and senior management and submit report to the Securities and Exchange Commission (SEC) within two months after the end of the calendar year
• Act as a coordinator and promptly report to the SEC in cases of significant non-compliance or potential violations, such as unfair practices related to the trading of digital assets
• Ensure that internal operations comply with relevant laws and regulations, including those related to anti-money laundering and the prevention of financing terrorism
• Serve as a center for providing knowledge and guidance to company personnel to help them understand and comply with regulations accurately This includes creating a compliance manual and conducting training on these regulations for staff
• Keep track of regulatory changes and inform the company’s board of directors accordingly
• Identify compliance risks in the company’s new developments or transactions

Qualifications

• 5-7 years of related experience
• Provide resolution of compliance issues (compliance incidents/customer complaints) in Business
• Support enhancement of organization compliance performance through coordination with other compliance leaders
• Methodical and diligent with outstanding planning abilities
• Good communication, social, and interpersonal skills, and the ability to build trust
• Strong relationship management, influencing, vision and execution skills
• Excellent knowledge of reporting procedures and record keeping
• Solid awareness of corporate controls and governance
• Handle multiple complex and confidential tasks under tight deadlines
• Certified compliance professional with digital assets or technology business is a plus
• Knowledge of and experience with digital asset industry laws, regulations, and industry guidance is a big plus
• Ability to prioritize key deliverables and work in a fast-paced environment
• Good command in English